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Investment Adviser Firm Summary

ATALANTA SOSNOFF MANAGEMENT, LLC (CRD# 11085 / SEC# 8-27425, 801-22856)
Alternate Names: ATALANTA SOSNOFF MANAGEMENT, LLC , ATALANTA/SOSNOFF MANAGEMENT CORP , ATALANTA/SOSNOFF MANAGEMENT CORPORATION , MARTIN SOSNOFF SECURITIES CORPORATION

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/28/1984

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/30/2001
Alaska 01/30/2001
Arizona 08/29/1994
Arkansas 03/01/2001
California 07/08/1997
Colorado 01/30/2001
Connecticut 10/27/1997
Delaware 08/20/2003
District of Columbia 01/30/2001
Florida 08/11/1986
Georgia 01/30/2001
Hawaii 10/10/1986
Idaho 01/30/2001
Illinois 05/16/2001
Indiana 01/30/2001
Iowa 02/27/2001
Kansas 01/30/2001
Kentucky 01/30/2001
Louisiana 01/30/2001
Maine 01/30/2001
Maryland 02/06/2001
Massachusetts 01/30/2001
Michigan 10/17/1997
Minnesota 01/30/2001
Mississippi 01/30/2001
Missouri 12/29/1997
Montana 01/30/2001
Nebraska 01/30/2001
Nevada 01/30/2001
New Hampshire 01/30/2001
New Jersey 01/30/2001
New Mexico 01/30/2001
New York 01/30/2001
North Carolina 01/30/2001
North Dakota 01/30/2001
Ohio 01/30/2001
Oklahoma 06/01/2001
Oregon 01/30/2001
Pennsylvania 06/28/2002
Puerto Rico 01/06/2004
Rhode Island 01/30/2001
South Carolina 01/30/2001
South Dakota 01/30/2001
Tennessee 03/24/2000
Texas 01/05/2002
Utah 02/02/2001
Vermont 01/30/2001
Virgin Islands 03/14/2018
Virginia 01/30/2001
Washington 01/30/2001
West Virginia 01/30/2001
Wisconsin 01/13/1988
Wyoming 03/14/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser