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Investment Adviser Firm Summary

WELLS FARGO FUNDS MANAGEMENT, LLC (CRD# 110841 / SEC# 801-58237)
Alternate Names: WELLS FARGO FUNDS MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/22/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/10/2004
Alaska 12/10/2004
Arizona 12/10/2004
Arkansas 12/13/2004
California 12/10/2004
Colorado 12/10/2004
Connecticut 12/10/2004
Delaware 01/03/2005
District of Columbia 12/10/2004
Florida 12/13/2004
Georgia 12/10/2004
Hawaii 12/10/2004
Idaho 12/10/2004
Illinois 12/17/2004
Indiana 12/10/2004
Iowa 12/15/2004
Kansas 12/10/2004
Kentucky 12/10/2004
Louisiana 12/10/2004
Maine 12/10/2004
Maryland 12/10/2004
Massachusetts 12/10/2004
Michigan 12/10/2004
Minnesota 01/03/2005
Mississippi 12/10/2004
Missouri 12/10/2004
Montana 12/10/2004
Nebraska 12/10/2004
Nevada 12/10/2004
New Hampshire 12/10/2004
New Jersey 01/12/2005
New Mexico 12/10/2004
New York 12/10/2004
North Carolina 12/10/2004
North Dakota 12/10/2004
Ohio 12/10/2004
Oklahoma 12/10/2004
Oregon 12/10/2004
Pennsylvania 12/10/2004
Puerto Rico 03/26/2010
Rhode Island 12/10/2004
South Carolina 12/10/2004
South Dakota 12/16/2004
Tennessee 12/13/2004
Texas 12/10/2004
Utah 12/10/2004
Vermont 12/10/2004
Virgin Islands 03/27/2014
Virginia 12/10/2004
Washington 12/10/2004
West Virginia 12/10/2004
Wisconsin 12/10/2004
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser