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Investment Adviser Firm Summary

EAGLE STRATEGIES LLC (CRD# 110826 / SEC# 801-32987)
Alternate Names: EAGLE STRATEGIES CORP , EAGLE STRATEGIES LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/14/1988

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/28/1991
Alaska 11/15/1996
Arizona 04/04/1995
Arkansas 10/22/1996
California 07/05/1989
Colorado 01/01/1999
Connecticut 09/22/1997
Delaware 04/22/2003
District of Columbia 07/05/1995
Florida 04/01/1997
Georgia 05/04/1989
Hawaii 02/23/1998
Idaho 01/02/1997
Illinois 11/30/1988
Indiana 05/06/1989
Iowa 01/01/1999
Kansas 09/22/1989
Kentucky 06/08/1989
Louisiana 03/31/2005
Maine 01/01/1998
Maryland 07/06/1995
Massachusetts 04/14/1994
Michigan 11/26/1997
Minnesota 01/30/1998
Mississippi 11/03/1997
Missouri 10/12/1988
Montana 01/28/1998
Nebraska 10/28/1993
Nevada 12/17/1990
New Hampshire 11/02/1988
New Jersey 10/21/1988
New Mexico 01/22/1998
New York 04/20/1988
North Carolina 04/03/2001
North Dakota 03/31/2003
Ohio 06/14/1999
Oklahoma 01/01/1998
Oregon 03/27/1997
Pennsylvania 08/18/1989
Rhode Island 01/01/1994
South Carolina 10/20/1988
South Dakota 01/22/1998
Tennessee 03/26/1998
Texas 10/27/1989
Utah 03/06/1991
Vermont 09/16/1996
Virginia 05/23/1989
Washington 08/23/1996
West Virginia 01/20/1998
Wisconsin 10/26/1989
Wyoming 07/10/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser