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Investment Adviser Firm Summary

BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC (CRD# 110783 / SEC# 801-27797)
Alternate Names: BRANDYWINE ASSET MANAGEMENT INC. , BRANDYWINE ASSET MANAGEMENT, LLC , BRANDYWINE GLOBAL INVESTMENT MANAGEMENT, LLC , BW GLOBAL INVESTMENT MANAGEMENT , LEGG MASON ASSET MANAGEMENT ASIA, DE , LEGG MASON GLOBAL EQUITY ADVISORS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/29/1986

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/03/1993
Alaska 12/21/1993
Arizona 08/06/1994
Arkansas 01/01/1994
California 03/30/1993
Colorado 10/12/2004
Connecticut 12/22/1997
Delaware 06/30/2003
District of Columbia 11/17/1993
Florida 04/27/1993
Georgia 03/07/2001
Hawaii 02/21/1995
Idaho 04/11/1994
Illinois 06/23/1993
Indiana 03/07/2001
Iowa 07/14/2000
Kansas 03/02/1994
Kentucky 12/02/1993
Louisiana 09/28/2001
Maine 08/16/1993
Maryland 04/06/1993
Massachusetts 04/14/1994
Michigan 01/16/1998
Minnesota 01/10/1994
Mississippi 03/07/2001
Missouri 06/28/1993
Montana 01/01/2001
Nebraska 05/18/1994
Nevada 01/02/1994
New Hampshire 01/13/1992
New Jersey 04/02/1993
New Mexico 04/26/1994
New York 03/10/1993
North Carolina 03/07/2001
North Dakota 04/20/1994
Ohio 07/18/2000
Oklahoma 01/01/1998
Oregon 06/30/1993
Pennsylvania 05/18/1987
Puerto Rico 06/27/1994
Rhode Island 05/26/1994
South Carolina 06/08/1993
South Dakota 11/18/1993
Tennessee 03/23/1998
Texas 06/16/1993
Utah 01/04/1994
Vermont 02/02/1995
Virgin Islands 06/26/2008
Virginia 03/11/1993
Washington 12/01/1993
West Virginia 02/02/1994
Wisconsin 11/16/1993

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser