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Investment Adviser Firm Summary

CAVANAL HILL INVESTMENT MANAGEMENT, INC. (CRD# 110774 / SEC# 801-60138)
Alternate Names: AXIA INVESTMENT MANAGEMENT, INC. , AXIA INVESTMENT MANAGMENT, INC. , BOK INVESTMENT ADVISERS, INC. , CAVANAL HILL INVESTMENT MANAGEMENT, INC. , INVESTMENT CONCEPTS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/19/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/27/2008
Alaska 01/22/2015
Arizona 06/08/2006
Arkansas 06/12/2006
California 06/08/2006
Colorado 06/08/2006
Connecticut 06/08/2006
Delaware 06/12/2006
District of Columbia 06/08/2006
Florida 06/09/2006
Georgia 06/08/2006
Hawaii 01/22/2015
Idaho 06/26/2007
Illinois 06/08/2006
Indiana 01/22/2015
Iowa 01/22/2015
Kansas 06/08/2006
Kentucky 01/22/2015
Louisiana 06/08/2006
Maine 01/22/2015
Maryland 06/08/2006
Massachusetts 06/08/2006
Michigan 06/08/2006
Minnesota 01/22/2015
Mississippi 07/18/2008
Missouri 06/08/2006
Montana 01/22/2015
Nebraska 01/22/2015
Nevada 01/22/2015
New Hampshire 06/08/2006
New Jersey 06/01/2006
New Mexico 06/08/2006
New York 06/08/2006
North Carolina 06/08/2006
North Dakota 01/22/2015
Ohio 06/08/2006
Oklahoma 04/19/2001
Oregon 01/22/2015
Pennsylvania 06/08/2006
Puerto Rico 01/22/2015
Rhode Island 01/22/2015
South Carolina 07/18/2008
South Dakota 01/22/2015
Tennessee 06/09/2006
Texas 04/07/2005
Utah 06/08/2006
Vermont 06/08/2006
Virgin Islands 01/22/2015
Virginia 06/08/2006
Washington 08/09/2006
West Virginia 01/22/2015
Wisconsin 01/22/2015

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser