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Investment Adviser Firm Summary

ADVANCE CAPITAL MANAGEMENT INC (CRD# 110767 / SEC# 801-28092)
Alternate Names: ADVANCE CAPITAL MANAGEMENT INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/09/1986

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 12/21/2016
Arizona 01/14/2002
California 10/31/2012
Florida 08/24/1987
Georgia 12/10/2009
Illinois 04/18/1995
Indiana 03/06/2001
Kentucky 11/14/2016
Louisiana 11/14/2016
Maryland 12/21/2016
Michigan 03/05/2001
Minnesota 09/27/2017
Missouri 02/15/2008
Nebraska 11/10/2015
Nevada 05/14/2002
New Hampshire 11/14/2016
New Jersey 01/17/1995
North Carolina 05/14/2002
Ohio 12/08/2006
Pennsylvania 11/14/2016
South Carolina 12/19/2005
Tennessee 01/03/2006
Texas 12/10/2009
Virginia 12/21/2016
Washington 09/27/2017
Wisconsin 09/15/1998

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser