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Investment Adviser Firm Summary

FLEXIBLE PLAN INVESTMENTS LTD (CRD# 110762 / SEC# 801-21073)
Alternate Names: FLEXIBLE PLAN INVESTMENTS LTD

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/12/1984

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/23/2001
Alaska 03/25/2011
Arizona 08/09/1994
Arkansas 10/24/2000
California 04/30/1992
Colorado 10/02/2013
Connecticut 05/10/2001
Delaware 11/07/2003
District of Columbia 01/15/2004
Florida 01/21/1993
Georgia 07/31/1992
Hawaii 06/06/2006
Idaho 07/17/2006
Illinois 10/08/1997
Indiana 04/16/1993
Iowa 01/01/1999
Kansas 07/13/1998
Kentucky 09/28/1993
Louisiana 03/25/2011
Maine 02/13/2004
Maryland 03/03/1994
Massachusetts 04/14/1994
Michigan 05/06/1998
Minnesota 01/04/1999
Mississippi 01/02/2003
Missouri 03/09/1998
Montana 09/09/2005
Nebraska 08/27/1992
Nevada 08/03/1999
New Hampshire 01/01/1999
New Jersey 08/17/1993
New Mexico 01/18/2001
New York 01/19/2001
North Carolina 03/23/2001
North Dakota 10/02/2013
Ohio 11/26/1999
Oklahoma 01/01/2000
Oregon 12/14/1990
Pennsylvania 01/04/1999
Puerto Rico 08/09/2005
Rhode Island 09/10/2004
South Carolina 01/06/1995
South Dakota 10/08/2003
Tennessee 04/16/1993
Texas 01/01/1993
Utah 09/03/2002
Vermont 05/23/2006
Virginia 01/20/1999
Washington 06/29/2000
West Virginia 09/19/2003
Wisconsin 05/06/1992
Wyoming 07/11/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser