at


Investment Adviser Firm Summary

HORIZON INVESTMENT SERVICES, LLC. (CRD# 110642 / SEC# 801-63047)
Alternate Names: HORIZON INVESTMENT SERVICES, LLC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/08/2004
Indiana Terminated 04/26/2004
Texas Terminated 03/10/2005

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 07/11/2014
Arizona 03/26/2014
California 03/15/2005
Florida 03/16/2005
Georgia 12/15/2017
Illinois 12/13/2005
Indiana 04/08/2004
Iowa 06/21/2011
Kentucky 09/05/2013
Louisiana 08/09/2010
Massachusetts 03/20/2013
Michigan 12/01/2006
New York 12/05/2005
North Carolina 02/13/2014
Ohio 08/03/2006
South Carolina 02/13/2014
Tennessee 09/05/2013
Texas 04/08/2004
Virginia 03/08/2010
Washington 05/12/2010
Wisconsin 05/13/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser