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Investment Adviser Firm Summary

CAPITAL INVESTMENT SERVICES OF AMERICA INC (CRD# 110639 / SEC# 801-15052)
Alternate Names: CAPITAL INVESTMENT SERVICES OF AMERICA INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/21/1980

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 08/08/1994
California 06/18/1986
Colorado 12/15/2014
Connecticut 09/08/1997
Florida 12/28/1982
Illinois 07/07/1980
Iowa 03/02/1999
Louisiana 10/01/2001
Michigan 12/10/1997
Minnesota 06/22/1987
New York 09/19/2003
North Carolina 03/23/2001
Ohio 05/03/1999
Texas 05/02/1985
Virginia 04/27/2015
Wisconsin 06/03/1981

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser