at


Investment Adviser Firm Summary

IRONWOOD INVESTMENT COUNSEL, LLC (CRD# 110623 / SEC# 801-60073)
Alternate Names: ALSTON & SHIFFRA CAPITAL MANAGEMENT, LLC , IRONWOOD INVESTMENT COUNSEL, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/06/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/06/2001
California 12/23/2009
Colorado 07/07/2016
Idaho 09/20/2018
Illinois 03/23/2010
Indiana 04/18/2016
Massachusetts 06/07/2017
Michigan 04/06/2016
Montana 07/27/2015
Nevada 09/29/2008
New Jersey 06/24/2016
New Mexico 11/08/2017
New York 05/12/2016
Oregon 11/08/2017
Texas 05/13/2005
Utah 06/03/2016
Vermont 10/13/2017
Virginia 03/30/2017
Washington 01/07/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser