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Investment Adviser Firm Summary

SECURITIES AMERICA ADVISORS, INC. (CRD# 110518 / SEC# 801-45628)
Alternate Names: SECURITIES AMERICA ADVISORS INC , SECURITIES AMERICA ADVISORS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/25/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/08/1995
Alaska 05/12/1995
Arizona 08/30/1994
Arkansas 10/07/1994
California 06/27/1994
Colorado 01/01/1999
Connecticut 12/30/1997
Delaware 08/05/2003
District of Columbia 09/22/1994
Florida 04/12/1994
Georgia 02/24/1994
Hawaii 02/25/1998
Idaho 05/03/1995
Illinois 04/18/1994
Indiana 03/07/1994
Iowa 01/01/1999
Kansas 04/08/1994
Kentucky 09/09/1994
Louisiana 10/16/2001
Maine 01/01/1995
Maryland 10/07/1994
Massachusetts 04/14/1994
Michigan 12/02/1997
Minnesota 06/24/1994
Mississippi 12/01/1997
Missouri 07/27/1994
Montana 11/09/1994
Nebraska 03/24/1994
Nevada 08/18/1994
New Hampshire 02/06/1998
New Jersey 04/18/1994
New Mexico 10/06/1994
New York 03/11/1994
North Carolina 03/29/2001
North Dakota 03/15/2004
Ohio 05/11/2000
Oklahoma 01/01/1998
Oregon 08/03/1994
Pennsylvania 01/03/1995
Puerto Rico 05/08/2013
Rhode Island 10/12/1994
South Carolina 09/09/1994
South Dakota 04/24/1995
Tennessee 06/12/1998
Texas 04/01/1994
Utah 03/11/1994
Vermont 02/20/1995
Virgin Islands 05/21/2010
Virginia 03/21/1994
Washington 07/12/1994
West Virginia 10/12/1994
Wisconsin 03/04/1994
Wyoming 08/16/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser