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Investment Adviser Firm Summary

M&R CAPITAL MANAGEMENT INC (CRD# 110472 / SEC# 801-44950)
Alternate Names: M&R CAPITAL MANAGEMENT INC , VALUEWORKS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/21/1993

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 12/02/2002
Arizona 03/20/2014
California 11/17/1999
Colorado 06/09/2004
Connecticut 07/18/1997
District of Columbia 05/16/2001
Florida 02/09/1994
Georgia 11/17/1999
Idaho 06/04/2003
Illinois 01/14/1994
Louisiana 11/22/2006
Maine 11/12/2014
Maryland 03/29/2004
Massachusetts 11/17/1999
Michigan 12/27/1999
Minnesota 09/19/2001
Nevada 01/23/2008
New Hampshire 11/22/2006
New Jersey 11/19/1993
New York 11/18/1993
North Carolina 03/08/2001
Ohio 12/07/1999
Oklahoma 01/01/1998
Oregon 01/15/2002
Pennsylvania 12/03/1993
Rhode Island 01/23/2008
South Carolina 11/24/1999
Texas 03/29/2004
Utah 06/09/2004
Vermont 09/22/1997
Virginia 01/23/2008
Wisconsin 05/05/2006

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser