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Investment Adviser Firm Summary

BEECH HILL ADVISORS, INC (CRD# 110457 / SEC# 801-31503)
Alternate Names: BEECH HILL ADVISORS, INC , CANTOR & WEISS ASSET MANAGEMENT CO., INC. , CANTOR, WEISS & WURM ASSET MANAGEMENT CO., INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/01/1988

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 01/21/2005
Connecticut 02/20/2001
Florida 02/03/1993
Louisiana 01/21/2005
Massachusetts 05/11/2011
New Hampshire 09/23/2002
New Jersey 12/31/2002
New York 02/12/1991
Texas 02/11/2005
Vermont 12/18/2004

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser