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Investment Adviser Firm Summary

WESTERN ASSET MANAGEMENT COMPANY (CRD# 110441 / SEC# 801-8162)
Alternate Names: WESTERN ASSET , WESTERN ASSET MANAGEMENT COMPANY

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/17/1971

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/29/2007
Alaska 06/29/2007
Arizona 06/29/2007
Arkansas 06/29/2007
California 03/26/1990
Colorado 06/29/2007
Connecticut 01/04/1999
Delaware 06/30/2003
District of Columbia 06/29/2007
Florida 07/02/2007
Georgia 06/30/2006
Hawaii 06/29/2007
Idaho 06/30/2006
Illinois 07/05/2006
Indiana 06/29/2007
Iowa 07/02/2007
Kansas 06/29/2007
Kentucky 06/29/2007
Louisiana 06/29/2007
Maine 06/29/2007
Maryland 06/29/2007
Massachusetts 06/30/2006
Michigan 06/29/2007
Minnesota 12/11/2000
Mississippi 06/29/2007
Missouri 06/29/2007
Montana 06/29/2007
Nebraska 06/29/2007
Nevada 06/29/2007
New Hampshire 06/29/2007
New Jersey 07/18/2007
New Mexico 06/29/2007
New York 06/30/2006
North Carolina 06/29/2007
North Dakota 06/29/2007
Ohio 06/29/2007
Oklahoma 06/29/2007
Oregon 06/29/2007
Pennsylvania 06/29/2007
Puerto Rico 06/29/2007
Rhode Island 06/29/2007
South Carolina 06/29/2007
South Dakota 07/02/2007
Tennessee 07/02/2007
Texas 06/30/2006
Utah 06/29/2007
Vermont 06/29/2007
Virgin Islands 06/29/2007
Virginia 06/29/2007
Washington 06/30/2006
West Virginia 06/29/2007
Wisconsin 06/29/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser