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Investment Adviser Firm Summary

FRONTIER INVESTMENT MANAGEMENT CO. (CRD# 110430 / SEC# 801-36925)
Alternate Names: FRANTIER INVESTMENT MANAGEMENT CO , FRONTIER INVESTMENT MANAGEMENT CO , FRONTIER INVESTMENT MANAGEMENT CO.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/06/1990
Alabama Terminated 04/05/2012
Florida Cancelled 03/04/2004
Maryland Terminated 08/10/2018

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/28/2003
Alaska 08/08/2011
Arizona 05/09/2013
Arkansas 04/20/2005
California 08/06/2009
Colorado 07/05/2012
Connecticut 04/19/2010
Delaware 03/09/2017
District of Columbia 10/17/2018
Florida 07/11/2003
Georgia 06/06/2005
Hawaii 03/01/2017
Idaho 07/19/2017
Illinois 01/17/2012
Indiana 10/17/2018
Iowa 08/08/2011
Kansas 03/09/2017
Kentucky 10/17/2018
Louisiana 04/01/2002
Maine 10/17/2018
Maryland 07/23/2018
Massachusetts 01/18/2018
Michigan 10/17/2018
Minnesota 03/09/2017
Mississippi 07/10/2003
Missouri 02/16/2011
Montana 07/12/2012
Nebraska 08/08/2011
Nevada 01/11/2017
New Hampshire 10/17/2018
New Jersey 10/17/2018
New Mexico 02/16/2011
New York 02/28/2008
North Carolina 02/16/2011
North Dakota 10/17/2018
Ohio 10/17/2018
Oklahoma 02/26/2004
Oregon 03/10/2016
Pennsylvania 03/09/2016
Rhode Island 10/17/2018
South Carolina 02/16/2011
South Dakota 10/17/2018
Tennessee 11/24/2003
Texas 03/10/1997
Utah 10/17/2018
Vermont 10/17/2018
Virgin Islands 07/20/2010
Virginia 03/25/2008
Washington 09/16/2011
West Virginia 10/17/2018
Wisconsin 10/17/2018
Wyoming 10/17/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser