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Investment Adviser Firm Summary

SUMMIT EQUITIES, INC. (CRD# 11039 / SEC# 8-27556, 801-39162)
Alternate Names: ARMENTI PLANNING CO. , CONWAY WEALTH GROUP LLC , EXECUTIVE WEALTH PLANNING GROUP , FAMILY WEALTH PLANNING , FINANCIAL PRODUCTS, INC. , GOLDENTHAL & SUSS FINANCIAL SERVICES INC. , HF ADVISORS , INTEGRATED WEALTH MANAGEMENT , LEROY WEALTH MANAGEMENT GROUP , NATIONAL WEALTH ADVISORS , NOLAN WEALTH MANAGEMENT LLC , PHARMAEXECUTIVE WEALTH ADVISERS , REX GLOBAL WEALTH MANAGEMENT , SPARTAN FINANCIAL GROUP LLC , SUMMIT EQUITIES INC , SUMMIT EQUITIES, INC. , TANISTRY WEALTH MANAGEMENT , THE ESSEX GROUP , THE FAMILY WEALTH INSTITUTE , THE IOLA FINANCIAL GROUP , THE PRIVATE CLIENT GROUP LLC

The adviser's REGISTRATION status is listed below.


This adviser is also a brokerage firm

REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/26/1991

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/29/2014
Alaska 05/29/2014
Arizona 05/29/2014
Arkansas 07/27/2016
California 07/08/1997
Colorado 12/10/2001
Connecticut 02/27/1998
Delaware 05/29/2014
District of Columbia 05/29/2014
Florida 07/31/1992
Georgia 12/10/2001
Hawaii 09/18/2007
Illinois 11/15/1999
Indiana 05/29/2014
Iowa 05/29/2014
Kansas 05/29/2014
Kentucky 05/29/2014
Louisiana 12/10/2001
Maine 05/29/2014
Maryland 04/02/1999
Massachusetts 03/31/1999
Michigan 05/29/2014
Minnesota 05/29/2014
Missouri 05/29/2014
Montana 05/29/2014
Nebraska 10/09/2014
Nevada 05/29/2014
New Hampshire 03/17/2003
New Jersey 08/27/1991
New Mexico 05/29/2014
New York 08/28/1991
North Carolina 12/10/2001
Ohio 05/29/2014
Oklahoma 03/03/2005
Oregon 05/29/2014
Pennsylvania 12/10/2001
Puerto Rico 05/29/2014
Rhode Island 05/29/2014
South Carolina 12/10/2001
South Dakota 05/29/2014
Tennessee 05/29/2014
Texas 08/15/1984
Utah 05/29/2014
Vermont 03/17/2003
Virginia 03/02/2001
Washington 05/29/2014
Wisconsin 05/29/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser