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Investment Adviser Firm Summary

FIRST HEARTLAND CONSULTANTS, INC. (CRD# 110377 / SEC# 801-46595)
Alternate Names: FIRST HEARTLAND ADVISORS INC , FIRST HEARTLAND CONSULTANTS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/23/1994

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/08/2011
Alaska 03/19/2015
Arizona 03/28/2002
Arkansas 10/22/2001
California 08/13/1996
Colorado 09/19/2001
Connecticut 04/18/2008
Delaware 09/24/2015
District of Columbia 09/21/2004
Florida 09/16/1996
Georgia 09/26/1996
Hawaii 12/09/2009
Idaho 06/12/2000
Illinois 06/02/1994
Indiana 05/13/1996
Iowa 12/14/2000
Kansas 07/21/1994
Kentucky 08/26/2011
Louisiana 03/10/2016
Maine 07/02/2010
Maryland 05/16/2008
Massachusetts 03/28/2002
Michigan 09/19/2001
Minnesota 02/24/2003
Mississippi 12/31/1997
Missouri 05/12/1999
Montana 03/18/2013
Nebraska 09/19/2003
Nevada 02/20/2001
New Hampshire 03/18/2013
New Jersey 05/05/2008
New Mexico 05/19/2004
New York 08/22/2007
North Carolina 04/13/2001
North Dakota 03/10/2016
Ohio 02/20/2001
Oklahoma 03/06/2001
Oregon 04/10/1996
Pennsylvania 02/16/2001
Rhode Island 10/26/2010
South Carolina 06/08/2000
South Dakota 02/27/2003
Tennessee 09/01/1999
Texas 01/01/1996
Utah 03/22/2002
Vermont 01/26/2015
Virgin Islands 03/10/2016
Virginia 09/16/2003
Washington 10/09/1996
West Virginia 11/20/2009
Wisconsin 05/08/2000

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser