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Investment Adviser Firm Summary

REILLY FINANCIAL ADVISORS LLC (CRD# 110315 / SEC# 801-56721)
Alternate Names: REILLY FINANCIAL ADVISORS , REILLY FINANCIAL ADVISORS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/27/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alaska 10/06/2006
Arizona 09/09/1999
Arkansas 10/04/2006
California 08/06/1999
Colorado 12/16/2003
Florida 08/11/1999
Georgia 08/05/1999
Hawaii 12/16/2003
Idaho 06/30/2005
Illinois 03/14/2012
Indiana 11/22/2004
Iowa 03/13/2012
Kansas 09/29/2006
Louisiana 08/20/2002
Michigan 03/13/2012
Minnesota 01/18/2008
Mississippi 12/16/2003
Missouri 03/13/2012
Montana 06/30/2005
Nebraska 03/13/2012
Nevada 01/02/2001
New Hampshire 09/30/2011
New Mexico 08/20/2002
North Carolina 09/19/2017
North Dakota 09/29/2006
Ohio 08/09/2007
Oklahoma 08/13/1999
Oregon 09/29/2006
South Carolina 12/08/2000
South Dakota 10/03/2006
Texas 08/06/1999
Utah 03/09/2005
Virginia 09/19/2017
Washington 04/18/2001
Wisconsin 03/13/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser