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Investment Adviser Firm Summary

MADISON INVESTMENT ADVISORS, LLC (CRD# 110297 / SEC# 801-52751)
Alternate Names: MADISON INVESTMENT ADVISORS, LLC , MADISON MOSAIC FUNDS , MADISON MOSAIC LLC , MADISON SCOTTSDALE , MOSAIC FUNDS

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/29/1996

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/30/2010
Alaska 11/30/2010
Arizona 11/30/2010
Arkansas 11/30/2010
California 11/30/2010
Colorado 03/28/2017
Connecticut 11/30/2010
Delaware 01/20/2011
District of Columbia 11/30/2010
Florida 12/01/2010
Georgia 11/30/2010
Hawaii 11/30/2010
Idaho 11/30/2010
Illinois 12/06/2010
Indiana 11/30/2010
Iowa 11/30/2010
Kansas 11/30/2010
Kentucky 11/30/2010
Louisiana 03/28/2017
Maine 11/30/2010
Maryland 11/30/2010
Massachusetts 11/30/2010
Michigan 11/30/2010
Minnesota 11/30/2010
Mississippi 11/30/2010
Missouri 11/30/2010
Montana 11/30/2010
Nebraska 11/30/2010
Nevada 11/30/2010
New Hampshire 11/30/2010
New Jersey 12/13/2010
New Mexico 11/30/2010
New York 11/30/2010
North Carolina 11/30/2010
North Dakota 11/30/2010
Ohio 11/30/2010
Oklahoma 11/30/2010
Oregon 11/30/2010
Pennsylvania 11/30/2010
Puerto Rico 11/30/2010
Rhode Island 11/30/2010
South Carolina 11/30/2010
South Dakota 11/30/2010
Tennessee 11/30/2010
Texas 11/30/2010
Utah 11/30/2010
Vermont 12/06/2010
Virgin Islands 03/28/2017
Virginia 11/30/2010
Washington 11/30/2010
West Virginia 11/30/2010
Wisconsin 11/30/2010
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser