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Investment Adviser Firm Summary

WESTMINSTER FINANCIAL ADVISORY CORP (CRD# 110283 / SEC# 801-29690)
Alternate Names: WESTMINSTER FINANCIAL ADVISORY CORP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/15/1987

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 10/17/2002
Arkansas 01/04/2012
California 10/17/2002
Colorado 10/17/2002
Connecticut 03/06/2000
Delaware 04/03/2017
District of Columbia 04/01/2009
Florida 04/16/1998
Georgia 09/03/2009
Idaho 04/03/2017
Illinois 02/19/2010
Indiana 03/01/2001
Iowa 02/22/2010
Kentucky 05/08/1998
Louisiana 12/12/2005
Maine 11/16/2010
Maryland 10/17/2002
Massachusetts 09/03/2009
Michigan 10/17/2002
Minnesota 01/04/2012
Missouri 09/03/2009
Nebraska 12/12/2005
Nevada 07/21/2008
New Hampshire 03/21/2006
New Jersey 10/06/2008
New Mexico 06/18/2008
New York 09/03/2009
North Carolina 02/28/2001
Ohio 01/01/2000
Oklahoma 04/03/2017
Oregon 10/17/2002
Pennsylvania 05/05/1998
Rhode Island 09/03/2009
South Carolina 02/28/2001
South Dakota 08/08/2016
Tennessee 10/17/2002
Texas 01/02/2003
Utah 04/03/2017
Vermont 03/21/2006
Virginia 10/17/2002
Washington 09/09/2008
West Virginia 03/09/2000
Wisconsin 08/03/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser