at


Investment Adviser Firm Summary

WESTWOOD MANAGEMENT CORP (CRD# 110269 / SEC# 801-18727)
Alternate Names: WESTWOOD MANAGEMENT CORP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/11/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 12/09/2010
Florida 05/18/2001
Illinois 12/13/2010
Indiana 03/15/2007
Iowa 12/09/2010
Louisiana 12/09/2010
Maryland 12/09/2010
Massachusetts 03/05/2015
Michigan 03/27/2013
Missouri 03/30/2018
Nebraska 12/09/2010
Nevada 12/09/2010
New Jersey 04/18/2012
New York 12/09/2010
North Carolina 12/09/2010
Pennsylvania 12/09/2010
Texas 01/31/2002
Virginia 03/29/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser