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Investment Adviser Firm Summary

STANCORP INVESTMENT ADVISERS, INC. (CRD# 110228 / SEC# 801-57811)
Alternate Names: STANCORP INVESTMENT ADVISERS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/31/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/31/2000
Alaska 08/31/2001
Arizona 10/16/2000
Arkansas 10/18/2000
California 10/19/2000
Colorado 10/18/2000
Connecticut 10/24/2000
Delaware 01/29/2002
District of Columbia 01/21/2002
Florida 11/22/2000
Georgia 10/20/2000
Hawaii 01/18/2002
Idaho 10/16/2000
Illinois 10/25/2000
Indiana 08/27/2001
Iowa 10/17/2000
Kansas 10/17/2000
Kentucky 10/17/2000
Louisiana 10/17/2001
Maine 10/16/2000
Maryland 10/23/2000
Massachusetts 10/16/2000
Michigan 03/07/2001
Minnesota 10/25/2000
Mississippi 10/18/2000
Missouri 10/24/2000
Montana 10/16/2000
Nebraska 01/18/2002
Nevada 10/17/2000
New Hampshire 10/19/2000
New Jersey 01/24/2002
New Mexico 01/23/2002
New York 01/18/2002
North Carolina 03/07/2001
North Dakota 01/18/2002
Ohio 11/01/2000
Oklahoma 10/26/2000
Oregon 11/13/2000
Pennsylvania 10/18/2000
Rhode Island 01/18/2002
South Carolina 01/11/2001
South Dakota 01/22/2002
Tennessee 10/23/2000
Texas 10/25/2000
Utah 10/20/2000
Vermont 10/23/2000
Virginia 10/19/2000
Washington 10/20/2000
West Virginia 10/17/2000
Wisconsin 10/17/2000

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser