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Investment Adviser Firm Summary

BROWN ADVISORY LLC (CRD# 110181 / SEC# 801-38826)
Alternate Names: BEATY HAYNES & ASSOCIATES, INC. , BEATY HAYNES & PATTERSON INC , BEATY HAYNES LLC , BROWN ADVISORY , BROWN ADVISORY LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/07/1991

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/16/2012
Arizona 03/16/2012
California 03/27/2003
Colorado 03/16/2012
Connecticut 03/16/2012
Delaware 03/16/2012
District of Columbia 01/15/1994
Florida 09/25/1996
Georgia 03/16/2012
Idaho 03/31/2017
Illinois 03/19/2012
Iowa 03/30/2015
Kentucky 03/31/2017
Louisiana 03/16/2012
Maine 03/16/2012
Maryland 10/03/1991
Massachusetts 03/31/2011
Michigan 03/16/2012
Minnesota 03/16/2012
Missouri 03/16/2012
Nebraska 03/16/2012
Nevada 03/16/2012
New Hampshire 03/30/2015
New Jersey 04/18/2012
New Mexico 03/30/2015
New York 01/20/2004
North Carolina 03/16/2012
Ohio 03/16/2012
Pennsylvania 03/16/2012
Rhode Island 03/16/2012
South Carolina 03/16/2012
Tennessee 03/16/2012
Texas 01/01/1999
Utah 03/16/2012
Vermont 01/03/2005
Virginia 09/20/1996
Washington 03/16/2012
West Virginia 03/16/2012
Wisconsin 03/16/2012

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser