at


Investment Adviser Firm Summary

LUTHER KING CAPITAL MANAGEMENT CORPORATION (CRD# 110093 / SEC# 801-14458)
Alternate Names: KING LUTHER CAPITAL MANAGMENT CORP ADV , LUTHER KING CAPITAL MANAGEMENT CORPORATION

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/15/1979

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 06/29/2016
Arkansas 02/08/1991
California 06/28/2007
Colorado 06/29/2016
Connecticut 06/27/2008
Delaware 06/29/2017
District of Columbia 06/29/2017
Florida 06/29/2007
Georgia 03/30/2012
Illinois 06/27/2014
Louisiana 06/26/2013
Massachusetts 06/26/2013
Minnesota 06/29/2016
Missouri 06/29/2011
Montana 06/28/2007
Nebraska 06/26/2013
Nevada 06/28/2007
New York 06/28/2007
North Carolina 06/26/2015
Oklahoma 01/01/1998
Oregon 06/27/2008
Texas 01/01/1992
Virginia 06/29/2016
Washington 06/29/2017
Wyoming 06/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser