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Investment Adviser Firm Summary

BEACON RETIREMENT PLANNING SERVICES INC. (CRD# 110038 / SEC# 801-57962)
Alternate Names: BEACON FINANCIAL GROUP , BEACON RETIREMENT PLANNING SERVICES INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 09/15/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 06/24/2010
Alaska 08/29/2011
Arizona 08/29/2011
Arkansas 04/06/2005
California 08/29/2011
Colorado 08/29/2011
Connecticut 06/30/2010
Delaware 07/06/2010
District of Columbia 08/29/2011
Florida 04/30/2010
Georgia 06/30/2010
Hawaii 08/29/2011
Idaho 08/29/2011
Illinois 09/15/2009
Indiana 06/24/2010
Iowa 08/29/2011
Kansas 01/12/2011
Kentucky 09/15/2009
Louisiana 07/29/2009
Maine 06/30/2010
Maryland 06/24/2010
Massachusetts 06/24/2010
Michigan 09/08/2009
Minnesota 01/21/2011
Mississippi 08/14/2006
Missouri 01/12/2011
Montana 08/29/2011
Nebraska 06/30/2010
Nevada 08/29/2011
New Hampshire 06/30/2010
New Jersey 07/01/2010
New Mexico 07/22/2010
New York 03/31/2010
North Carolina 06/24/2010
North Dakota 06/30/2010
Ohio 09/15/2009
Oklahoma 04/01/2005
Oregon 08/29/2011
Pennsylvania 06/30/2010
Puerto Rico 01/07/2010
Rhode Island 06/30/2010
South Carolina 06/30/2010
South Dakota 07/07/2010
Tennessee 06/30/2010
Texas 02/14/2000
Utah 08/29/2011
Vermont 06/30/2010
Virgin Islands 04/12/2010
Virginia 06/24/2010
Washington 08/29/2011
West Virginia 06/30/2010
Wisconsin 09/15/2009

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser