at


Investment Adviser Firm Summary

FRONTIER ASSET MANAGEMENT, LLC (CRD# 109910 / SEC# 801-60047)
Alternate Names: FRONTIER ASSET MANAGEMENT, LLC , INVESTMENT VISIONS , INVESTMENT VISIONS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/09/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/23/2011
Alaska 02/27/2015
Arizona 07/28/2006
Arkansas 02/26/2014
California 05/11/2005
Colorado 08/10/2005
Connecticut 02/19/2010
Delaware 02/26/2014
District of Columbia 03/23/2011
Florida 08/12/2005
Georgia 05/11/2005
Hawaii 06/23/2006
Idaho 03/15/2007
Illinois 03/30/2007
Indiana 03/15/2007
Iowa 02/27/2015
Kansas 01/23/2008
Kentucky 02/19/2010
Louisiana 11/18/2005
Maine 02/27/2015
Maryland 03/15/2007
Massachusetts 02/19/2010
Michigan 02/26/2014
Minnesota 02/27/2015
Mississippi 07/28/2006
Missouri 02/27/2015
Montana 03/24/2009
Nebraska 09/26/2005
Nevada 02/27/2015
New Hampshire 02/27/2015
New Jersey 05/26/2005
New Mexico 02/19/2010
New York 05/08/2006
North Carolina 01/18/2006
North Dakota 02/27/2015
Ohio 03/24/2009
Oklahoma 02/27/2015
Oregon 06/23/2006
Pennsylvania 03/15/2007
Rhode Island 02/27/2015
South Carolina 03/23/2011
South Dakota 02/27/2015
Tennessee 03/16/2007
Texas 07/25/2006
Utah 02/26/2014
Vermont 03/22/2017
Virginia 05/08/2006
Washington 05/11/2005
West Virginia 03/22/2017
Wisconsin 02/27/2015
Wyoming 07/05/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser