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Investment Adviser Firm Summary

SENTINEL PENSION ADVISORS INC (CRD# 109901 / SEC# 801-55783)
Alternate Names: SENTINEL ADVISORS , SENTINEL BENEFITS & FINANCIAL GROUP , SENTINEL FINANCIAL GROUP , SENTINEL PENSION ADVISORS INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/05/1998

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 02/23/2011
California 02/23/2011
Colorado 05/23/2017
Connecticut 03/28/2008
District of Columbia 02/23/2011
Florida 11/14/2003
Georgia 02/23/2011
Louisiana 03/30/2016
Maine 02/23/2011
Maryland 02/23/2011
Massachusetts 10/28/1998
Michigan 03/30/2016
Missouri 09/27/2016
New Hampshire 11/17/2006
New Jersey 03/23/2011
New York 01/04/2011
North Carolina 02/23/2011
Oregon 09/08/2016
Pennsylvania 02/23/2011
Rhode Island 11/17/2006
Tennessee 02/23/2011
Texas 02/23/2011
Utah 05/23/2017
Vermont 05/22/2017
Virginia 02/23/2011
Washington 05/23/2017
West Virginia 05/23/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser