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Investment Adviser Firm Summary

ARISTOTLE CAPITAL MANAGEMENT, LLC (CRD# 109876 / SEC# 801-60014)
Alternate Names: ARISTOTLE , ARISTOTLE CAPITAL MANAGEMENT, LLC , REED CONNER & BIRDWELL , REED CONNER & BIRDWELL LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/08/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 02/08/2001
California 02/08/2001
Colorado 02/05/2003
Connecticut 02/05/2003
Delaware 03/14/2014
District of Columbia 03/14/2014
Florida 02/08/2001
Georgia 02/05/2003
Hawaii 01/24/2014
Idaho 03/27/2008
Illinois 02/08/2001
Indiana 06/19/2007
Iowa 03/13/2017
Kansas 03/16/2015
Louisiana 06/19/2007
Maryland 06/19/2007
Massachusetts 02/05/2003
Michigan 02/05/2003
Minnesota 02/08/2001
Missouri 02/05/2003
Montana 03/16/2015
Nebraska 06/19/2007
Nevada 02/08/2001
New Hampshire 06/19/2007
New Jersey 02/05/2003
New York 02/08/2001
North Carolina 06/19/2007
Ohio 02/05/2003
Oklahoma 06/19/2007
Oregon 02/05/2003
Pennsylvania 02/05/2003
South Carolina 03/16/2015
South Dakota 03/16/2015
Tennessee 06/20/2007
Texas 09/24/1992
Utah 03/16/2015
Vermont 02/05/2003
Virginia 06/19/2007
Washington 02/08/2001
Wisconsin 06/19/2007

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser