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Investment Adviser Firm Summary

MAI CAPITAL MANAGEMENT, LLC (CRD# 109807 / SEC# 801-58104)
Alternate Names: MAI CAPITAL MANAGEMENT LLC , MAI CAPITAL MANAGEMENT, LLC , MAI WEALTH ADVISORS LLC , MCCORMACK ADVISORS INTERNATIONAL LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/02/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 04/20/2001
Arkansas 03/15/2018
California 04/20/2001
Colorado 03/31/2009
Connecticut 03/31/2009
Delaware 03/27/2014
District of Columbia 03/31/2009
Florida 04/20/2001
Georgia 11/16/2001
Hawaii 03/15/2018
Illinois 05/01/2009
Indiana 03/31/2003
Kentucky 03/31/2009
Louisiana 03/31/2009
Maine 03/31/2009
Maryland 03/15/2018
Massachusetts 04/20/2001
Michigan 05/23/2008
Minnesota 03/15/2018
Missouri 03/31/2009
Nevada 03/31/2009
New Hampshire 12/23/2016
New Jersey 04/20/2001
New Mexico 03/15/2018
New York 04/20/2001
North Carolina 04/20/2001
Ohio 01/17/2001
Oklahoma 03/31/2009
Oregon 03/15/2018
Pennsylvania 04/20/2001
South Carolina 03/31/2009
Tennessee 03/27/2015
Texas 01/17/2002
Utah 03/15/2018
Vermont 03/31/2009
Virginia 05/23/2008
Washington 03/31/2009
West Virginia 03/27/2014
Wisconsin 03/15/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser