at


Investment Adviser Firm Summary

FINANCIAL ADVISORY SERVICE INC (CRD# 109796 / SEC# 801-19282)
Alternate Names: FINANCIAL ADVISORY SERVICE INC , FINANCIAL ADVISORY SERVICE, INC. D/B/A MAYFLOWER CAPITAL , HTTPS://WWW.LINKEDIN.COM/COMPANY/FINANCIAL-ADVISORY-SERVICE-INC/ , WWW.FASKC.COM

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/21/1983

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 01/19/1995
California 02/01/1995
Florida 01/06/2009
Georgia 12/07/2009
Illinois 02/01/2000
Kansas 02/08/1983
Louisiana 03/09/2011
Missouri 05/16/1983
Nebraska 03/16/2007
New Jersey 01/26/2017
New York 11/22/2013
North Carolina 11/22/2011
Oklahoma 01/01/1998
Texas 01/30/1995
Wisconsin 01/03/2011

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser