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Investment Adviser Firm Summary

MID ATLANTIC FINANCIAL MANAGEMENT, INC. (CRD# 109771 / SEC# 801-21527)
Alternate Names: EFIDUCIARY ADVISOR , FORESIGHT GLOBAL INVESTORS, INC. , LMK ADVISORS , MID ATLANTIC CAPITAL CORPORATION , MID ATLANTIC FINANCIAL MANAGEMENT, INC. , STRATEGIC WEALTH MANAGEMENT GROUP

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/07/1984

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 11/17/2006
Alaska 02/19/2009
Arizona 04/21/2004
Arkansas 02/19/2009
California 04/15/2004
Colorado 04/15/2004
Connecticut 01/05/2007
Delaware 08/04/2003
District of Columbia 12/05/2005
Florida 06/09/2003
Georgia 06/06/2003
Hawaii 04/21/2004
Idaho 04/21/2004
Illinois 08/05/2003
Indiana 10/26/2009
Iowa 06/01/2004
Kansas 07/14/2008
Kentucky 01/05/2007
Louisiana 11/03/2006
Maine 12/22/2009
Maryland 12/05/2005
Massachusetts 04/15/2004
Michigan 04/08/2003
Minnesota 09/21/2005
Mississippi 04/02/2012
Missouri 07/14/2008
Montana 01/22/2013
Nebraska 04/13/2006
Nevada 12/05/2005
New Hampshire 01/05/2007
New Jersey 07/10/1985
New Mexico 01/05/2010
New York 01/09/2004
North Carolina 04/21/2004
North Dakota 09/03/2010
Ohio 10/18/1999
Oklahoma 07/14/2008
Oregon 04/15/2004
Pennsylvania 08/20/1984
Rhode Island 04/14/2014
South Carolina 08/29/2005
South Dakota 04/14/2014
Tennessee 01/08/2007
Texas 04/21/2004
Utah 04/21/2004
Vermont 12/05/2005
Virgin Islands 05/31/2006
Virginia 04/15/2004
Washington 04/15/2004
West Virginia 04/20/1988
Wisconsin 12/05/2005
Wyoming 07/07/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser