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Investment Adviser Firm Summary

LASALLE ST. INVESTMENT ADVISORS, L.L.C. (CRD# 109701 / SEC# 801-33422)
Alternate Names: LASALLE ST. INVESTMENT ADVISORS, L.L.C.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/10/1989

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 02/08/2006
California 01/04/2006
Colorado 11/17/2010
Connecticut 02/05/2014
Florida 08/12/1998
Georgia 07/10/2012
Illinois 03/14/1989
Indiana 08/07/2002
Iowa 07/27/2012
Kentucky 04/11/2016
Louisiana 06/01/2009
Maine 01/05/2006
Maryland 01/05/2006
Massachusetts 04/19/1994
Michigan 02/24/1999
Minnesota 01/12/2006
Mississippi 03/08/2017
Missouri 05/16/2017
Nebraska 02/10/2005
New Hampshire 06/01/1998
New Jersey 10/14/2016
New York 01/05/2006
North Carolina 01/10/2006
Ohio 07/02/2007
Oklahoma 01/04/2006
Oregon 02/13/2012
Pennsylvania 02/13/2009
Rhode Island 03/13/2018
South Carolina 06/18/2014
Tennessee 02/26/2013
Texas 01/01/2000
Virginia 01/04/2006
Washington 08/25/2009
Wisconsin 05/01/1998

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser