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Investment Adviser Firm Summary

EVENSKY & KATZ, LLC (CRD# 109698 / SEC# 801-60104)
Alternate Names: EVENSKY & KATZ, INC. , EVENSKY & KATZ, LLC , EVENSKY & KATZ/FOLDES FINANCIAL WEALTH MANAGEMENT , EVENSKY, BROWN & KATZ

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/04/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/13/2016
Arizona 07/15/2014
California 06/01/2005
Colorado 01/13/2016
Florida 04/04/2001
Georgia 06/01/2005
Illinois 01/14/2016
Louisiana 04/04/2001
Maryland 07/15/2014
Massachusetts 05/24/2004
Michigan 01/13/2016
Missouri 07/15/2014
New Jersey 07/31/2014
New York 06/01/2005
North Carolina 01/13/2016
Ohio 01/13/2016
Pennsylvania 07/15/2014
South Carolina 07/15/2014
Tennessee 01/13/2016
Texas 08/31/2007
Vermont 04/04/2001
Virginia 01/13/2016
Washington 07/15/2014

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser