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Investment Adviser Firm Summary

BBR PARTNERS, LLC (CRD# 109688 / SEC# 801-57219)
Alternate Names: BBR PARTNERS (SF OFFICE), LLC , BBR PARTNERS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 02/08/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
California 03/03/2003
Colorado 10/08/2004
Connecticut 03/29/2001
Delaware 10/08/2004
District of Columbia 10/08/2004
Florida 09/26/2002
Georgia 09/25/2002
Illinois 12/11/2003
Iowa 05/15/2006
Kentucky 01/28/2002
Louisiana 03/30/2016
Maryland 11/11/2005
Massachusetts 11/29/2006
Missouri 09/25/2002
New Hampshire 12/03/2003
New Jersey 09/25/2002
New York 03/03/2003
Ohio 01/23/2008
Oklahoma 03/31/2017
Pennsylvania 11/11/2005
Rhode Island 10/08/2004
South Carolina 03/31/2017
South Dakota 03/06/2006
Texas 12/03/2003

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser