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Investment Adviser Firm Summary

RBC PRIVATE COUNSEL (USA) INC. (CRD# 109648 / SEC# 801-55491)
Alternate Names: RBC PRIVATE COUNSEL (USA) INC. , RBC WEALTH MANAGEMENT

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 05/11/1998

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/04/2016
Alaska 05/09/2012
Arizona 11/26/2004
Arkansas 09/29/2017
California 12/06/1999
Colorado 01/09/2006
Connecticut 11/26/2004
Delaware 10/02/2013
District of Columbia 06/01/2009
Florida 01/21/2000
Georgia 05/01/2007
Hawaii 01/11/2010
Illinois 01/30/2003
Indiana 06/01/2009
Kansas 09/14/2015
Kentucky 01/27/2017
Louisiana 09/14/2015
Maine 06/10/2013
Maryland 11/26/2004
Massachusetts 11/26/2004
Michigan 11/26/2004
Minnesota 05/01/2007
Mississippi 10/26/2015
Missouri 12/14/2006
Montana 01/28/2015
Nebraska 01/28/2014
Nevada 09/24/2010
New Hampshire 06/01/2009
New Jersey 02/07/2006
New Mexico 04/01/2014
New York 01/05/2005
North Carolina 01/09/2006
North Dakota 01/27/2012
Ohio 01/09/2006
Oklahoma 01/27/2012
Oregon 01/09/2006
Pennsylvania 01/09/2006
Rhode Island 07/06/2010
South Carolina 10/02/2013
Tennessee 09/24/2010
Texas 01/30/2002
Utah 01/25/2013
Vermont 06/08/2001
Virginia 01/09/2006
Washington 11/26/2004
Wisconsin 10/02/2013
Wyoming 07/26/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser