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Investment Adviser Firm Summary

CIBC PRIVATE WEALTH ADVISORS, INC. (CRD# 109644 / SEC# 801-57986)
Alternate Names: AT INVESTMENT ADVISERS, INC. , ATLANTIC TRUST PRIVATE WEALTH MANAGEMENT , ATLANTIC TRUST STEIN ROE , CIBC PRIVATE WEALTH ADVISORS INC. - TEAM GENEVA ADVISORS , CIBC PRIVATE WEALTH ADVISORS, INC. , CIBC PRIVATE WEALTH MANAGEMENT , STEIN ROE INVESTMENT COUNSEL LLC , STEIN ROE INVESTMENT COUNSEL, INC. , STEIN ROE INVESTMENT COUNSEL,LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/27/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 04/15/2004
Alaska 04/16/2004
Arizona 01/01/2001
Arkansas 04/19/2004
California 01/01/2001
Colorado 04/15/2004
Connecticut 01/02/2001
Delaware 04/19/2004
District of Columbia 02/15/2001
Florida 01/05/2001
Georgia 12/11/2000
Hawaii 12/12/2000
Idaho 04/15/2004
Illinois 12/22/2000
Indiana 04/15/2004
Iowa 01/01/2001
Kansas 01/02/2001
Kentucky 12/27/2000
Louisiana 04/15/2004
Maine 02/15/2001
Maryland 01/01/2001
Massachusetts 12/08/2000
Michigan 12/13/2000
Minnesota 01/02/2001
Mississippi 04/15/2004
Missouri 01/01/2001
Montana 04/15/2004
Nebraska 04/15/2004
Nevada 01/02/2001
New Hampshire 01/01/2001
New Jersey 12/22/2000
New Mexico 02/22/1991
New York 12/11/2000
North Carolina 02/23/2001
North Dakota 04/15/2004
Ohio 01/01/2001
Oklahoma 04/15/2004
Oregon 12/27/2000
Pennsylvania 01/02/2001
Rhode Island 01/01/2001
South Carolina 01/10/2001
South Dakota 04/19/2004
Tennessee 01/01/2001
Texas 01/01/2001
Utah 04/15/2004
Vermont 01/02/2001
Virgin Islands 06/27/2013
Virginia 01/01/2001
Washington 12/18/2000
West Virginia 04/15/2004
Wisconsin 12/11/2000
Wyoming 09/01/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser