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Investment Adviser Firm Summary

CENTER FOR FINANCIAL PLANNING INC (CRD# 109599 / SEC# 801-65076)
Alternate Names: CENTER FOR FINANCIAL PLANNING INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 01/04/2006

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 09/12/2013
California 01/04/2006
Colorado 02/27/2016
Florida 01/04/2006
Georgia 09/12/2013
Illinois 09/12/2013
Kentucky 02/27/2016
Massachusetts 02/27/2016
Michigan 01/04/2006
Minnesota 02/27/2016
Missouri 02/27/2016
New York 02/27/2016
North Carolina 09/12/2013
Ohio 01/04/2006
Oregon 02/27/2016
Pennsylvania 02/27/2016
South Carolina 03/13/2012
Texas 08/14/2006
Virginia 02/27/2016

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser