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Investment Adviser Firm Summary

BRIGHTWORTH, LLC (CRD# 109569 / SEC# 801-57003)
Alternate Names: BRIGHTWORTH, LLC , MCGILL ADVISORS , MCGILL ADVISORS A DIVISION OF BRIGHTWORTH , POLSTRA & DARDAMAN LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/19/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/03/2017
Alaska 07/03/2017
Arizona 05/14/2015
Arkansas 03/29/2018
California 04/14/2014
Colorado 07/03/2017
Connecticut 07/03/2017
Delaware 07/03/2017
Florida 01/07/2002
Georgia 03/28/2001
Illinois 07/07/2017
Indiana 07/03/2017
Iowa 03/29/2018
Kentucky 07/03/2017
Louisiana 03/29/2018
Maryland 07/03/2017
Massachusetts 07/03/2017
Michigan 07/03/2017
Minnesota 07/03/2017
Missouri 07/03/2017
Montana 03/29/2018
Nebraska 03/29/2018
Nevada 07/03/2017
New Hampshire 07/03/2017
New Jersey 07/14/2017
New Mexico 07/03/2017
New York 07/03/2017
North Carolina 08/16/2010
Ohio 07/03/2017
Oregon 07/03/2017
Pennsylvania 07/03/2017
South Carolina 11/30/2007
Tennessee 07/02/2013
Texas 01/02/1998
Virginia 10/19/2004
Washington 07/03/2017
West Virginia 07/03/2017
Wisconsin 07/03/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser