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Investment Adviser Firm Summary

ALLSTATE FINANCIAL ADVISORS, LLC (CRD# 109524 / SEC# 801-68510)
Alternate Names: ALLSTATE FINANCIAL ADVISORS LLC , ALLSTATE FINANCIAL ADVISORS, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/21/2007

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/07/2011
Alaska 06/03/2008
Arizona 06/03/2008
Arkansas 06/29/2011
California 06/03/2008
Colorado 05/22/2008
Connecticut 06/03/2008
Delaware 06/02/2011
District of Columbia 05/09/2011
Florida 05/23/2008
Georgia 06/03/2008
Hawaii 06/03/2008
Idaho 06/03/2008
Illinois 11/21/2007
Indiana 06/03/2008
Kansas 11/02/2012
Kentucky 06/03/2008
Louisiana 02/10/2010
Maine 06/08/2011
Maryland 07/26/2011
Massachusetts 07/09/2013
Michigan 05/22/2008
Minnesota 06/03/2008
Mississippi 06/03/2008
Missouri 10/05/2012
Montana 06/03/2008
Nebraska 05/22/2008
Nevada 06/03/2008
New Hampshire 04/20/2011
New Jersey 06/26/2008
New Mexico 10/21/2011
New York 05/22/2008
North Carolina 06/03/2008
North Dakota 09/20/2017
Ohio 06/03/2008
Oklahoma 08/30/2011
Oregon 06/03/2008
Pennsylvania 05/22/2008
Rhode Island 04/04/2013
South Carolina 06/03/2008
Tennessee 06/04/2008
Texas 04/22/2009
Utah 06/03/2008
Virginia 06/03/2008
Washington 06/03/2008
West Virginia 03/29/2011
Wisconsin 08/23/2010
Wyoming 01/02/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser