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Investment Adviser Firm Summary

WEATHERSTONE CAPITAL MANAGEMENT, INC. (CRD# 109490 / SEC# 801-57263)
Alternate Names: MUTUAL ASSET ADVISORS , MUTUAL ASSET MANAGEMENT , WEATHERSTONE CAPITAL MANAGEMENT , WEATHERSTONE CAPITAL MANAGEMENT, INC. , WEATHERSTONE CAPITAL MANAGEMENT, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/14/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Arizona 03/15/2000
Arkansas 05/25/2007
California 04/12/2000
Colorado 03/05/1999
Delaware 01/28/2013
Florida 03/05/2004
Georgia 04/06/2010
Hawaii 05/16/2000
Idaho 08/06/1996
Illinois 02/25/2004
Indiana 04/27/2005
Iowa 02/19/2003
Kansas 07/29/2003
Louisiana 02/28/2003
Maryland 01/28/2010
Michigan 07/07/2009
Minnesota 11/29/2002
Mississippi 04/05/2005
Missouri 02/28/2003
Montana 09/04/2012
Nebraska 03/06/2003
Nevada 06/15/2009
New Jersey 04/26/2011
New Mexico 12/04/2006
New York 08/26/2003
North Carolina 06/16/2010
Ohio 04/06/2010
Oklahoma 04/26/2011
Oregon 04/01/2009
Pennsylvania 11/17/2006
South Carolina 11/27/2009
Tennessee 01/07/2009
Texas 04/10/2000
Utah 10/19/2006
Virginia 08/29/2003
Washington 03/07/2007
Wisconsin 06/16/2010

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser