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Investment Adviser Firm Summary

SUMMIT FINANCIAL GROUP INC (CRD# 109485 / SEC# 801-56645)
Alternate Names: SUMMIT FINANCIAL GROUP INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 08/02/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 05/16/2000
Alaska 04/27/2001
Arizona 01/02/2004
Arkansas 03/21/2000
California 03/22/2000
Colorado 03/22/2000
Connecticut 08/28/2007
Delaware 09/02/2016
District of Columbia 02/10/2006
Florida 10/19/2000
Georgia 03/15/2000
Hawaii 09/02/2016
Idaho 09/02/2016
Illinois 03/15/2000
Indiana 09/23/2002
Iowa 09/02/2016
Kansas 06/03/2009
Kentucky 04/25/2000
Louisiana 03/07/2003
Maine 09/02/2016
Maryland 01/17/2002
Massachusetts 08/20/2002
Michigan 03/22/2000
Minnesota 05/16/2011
Mississippi 03/15/2000
Missouri 09/02/2010
Montana 11/07/2005
Nebraska 08/24/2015
Nevada 05/18/2004
New Hampshire 01/22/2009
New Jersey 07/18/2005
New Mexico 08/10/2010
New York 03/25/2004
North Carolina 03/06/2001
North Dakota 09/02/2016
Ohio 04/06/2000
Oklahoma 05/24/2007
Oregon 10/21/2005
Pennsylvania 05/25/2000
Rhode Island 08/09/2010
South Carolina 03/06/2001
South Dakota 10/30/2001
Tennessee 05/15/2000
Texas 01/01/2001
Utah 09/02/2016
Vermont 09/02/2016
Virginia 01/27/2004
Washington 03/27/2000
West Virginia 01/27/2004
Wisconsin 10/28/2004
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser