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Investment Adviser Firm Summary

FEDERATED MDTA LLC (CRD# 109355 / SEC# 801-55094)
Alternate Names: FEDERATED MDT ADVISERS , FEDERATED MDTA LLC , HARRIS BRETALL SULLIVAN & SMITH LLC , MDT ADVISERS , MDT ADVISERS, A DIVISION OF FEDERATED MDTA LLC , MDT ADVISERS, A DIVISION OF MDTA LLC , MDT ADVISERS, A FEDERATED ADVISORY COMPANY , MDTA LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/13/1997

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 01/01/1998
Alaska 12/10/1997
Arizona 08/03/1994
Arkansas 08/01/1991
California 12/12/1997
Colorado 03/16/2015
Connecticut 01/02/1998
Delaware 08/06/1991
District of Columbia 12/18/1993
Florida 12/15/1997
Georgia 12/03/1997
Hawaii 09/17/1991
Idaho 08/13/1991
Illinois 12/01/1997
Indiana 03/06/2001
Iowa 01/01/1999
Kansas 12/01/1997
Kentucky 12/03/1997
Louisiana 10/08/2001
Maine 01/01/1998
Maryland 08/06/1991
Massachusetts 12/01/1997
Michigan 12/03/1997
Minnesota 01/02/1998
Mississippi 10/13/1997
Missouri 12/01/1997
Montana 12/11/1997
Nebraska 01/01/2002
Nevada 09/04/1991
New Hampshire 12/01/1997
New Jersey 10/21/1991
New Mexico 09/18/1991
New York 08/12/1991
North Carolina 03/06/2001
North Dakota 01/02/2001
Ohio 05/19/1999
Oklahoma 01/01/1998
Oregon 01/10/2002
Pennsylvania 12/01/1997
Puerto Rico 03/26/2008
Rhode Island 01/01/1993
South Carolina 12/15/1997
South Dakota 08/06/1991
Tennessee 08/07/1991
Texas 12/02/1997
Utah 11/13/1997
Vermont 12/08/1997
Virginia 11/15/1991
Washington 12/01/1997
West Virginia 08/13/1991
Wisconsin 10/02/1991
Wyoming 07/25/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser