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Investment Adviser Firm Summary

DIXON HUGHES GOODMAN WEALTH ADVISORS LLC (CRD# 109279 / SEC# 801-58035)
Alternate Names: DHG WEALTH ADVISORS , DHGWA , DIXON HUGHES GOODMAN WEALTH ADVISORS LLC , DIXON HUGHES WEALTH ADVISORS, LLC , HJA WEALTH ADVISOR GROUP LLC , WEALTH ADVISOR GROUP, LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 10/12/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 08/24/2018
California 01/03/2017
District of Columbia 08/24/2018
Florida 01/03/2017
Georgia 01/03/2017
Illinois 08/13/2008
Indiana 01/03/2017
Louisiana 01/03/2017
Maryland 01/03/2017
Minnesota 08/24/2018
Mississippi 01/03/2017
New Jersey 12/12/2018
New York 08/24/2018
North Carolina 01/03/2017
Ohio 08/24/2018
Pennsylvania 01/16/2017
South Carolina 01/03/2017
Tennessee 01/16/2017
Texas 01/03/2017
Vermont 01/03/2017
Virginia 01/03/2017
Washington 08/24/2018
West Virginia 01/03/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser