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Investment Adviser Firm Summary

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC (CRD# 109036 / SEC# 801-56587)
Alternate Names: FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 06/07/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/01/2006
Arizona 08/12/1999
California 08/11/1999
Colorado 08/11/1999
Connecticut 08/11/1999
District of Columbia 01/07/2002
Florida 08/17/1999
Georgia 08/11/1999
Hawaii 01/04/2002
Idaho 08/29/2008
Illinois 08/20/1999
Indiana 08/23/1999
Iowa 08/04/2016
Kansas 08/11/1999
Kentucky 08/11/1999
Maine 01/12/2004
Maryland 08/23/1999
Massachusetts 08/11/1999
Michigan 08/13/1999
Minnesota 01/27/2004
Missouri 08/16/1999
Montana 01/23/2007
Nevada 04/10/2018
New Hampshire 01/13/2004
New Jersey 04/20/1994
New Mexico 08/13/1999
New York 09/17/1999
North Carolina 03/21/2001
Ohio 09/01/1999
Oklahoma 04/10/2018
Oregon 12/18/2001
Pennsylvania 08/02/1999
Rhode Island 08/04/2016
South Carolina 08/04/2016
Tennessee 08/16/2016
Texas 08/11/1999
Utah 03/26/2015
Vermont 08/23/1999
Virginia 08/19/1999
Washington 08/17/1999
Wisconsin 08/23/1999

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser