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Investment Adviser Firm Summary

CREATIVE FINANCIAL DESIGNS, INC. (CRD# 109032 / SEC# 801-60153)
Alternate Names: CFD INVESTMENTS, INC. , CREATIVE FINANCIAL DESIGNS, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 04/19/2001
California Terminated 04/20/2001
Florida Terminated 04/19/2001
Indiana Terminated 12/09/2002
Iowa Terminated 05/20/2002
Kentucky Terminated 04/19/2001
Maryland Terminated 05/20/2002
Michigan Terminated 12/11/2001
Missouri Terminated 04/19/2001
New Jersey Terminated 04/19/2001
North Carolina Terminated 12/19/2006
Ohio Terminated 04/19/2001

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 10/29/2003
Alaska 11/20/2015
Arizona 12/03/2004
Arkansas 02/24/2009
California 01/01/1998
Colorado 10/10/2003
Connecticut 08/21/2003
Delaware 05/05/2008
District of Columbia 03/30/2017
Florida 04/19/2001
Georgia 08/29/2001
Hawaii 05/01/2008
Idaho 03/16/2005
Illinois 04/24/2001
Indiana 04/19/2001
Iowa 04/19/2001
Kansas 07/21/2003
Kentucky 04/19/2001
Louisiana 05/01/2008
Maine 07/26/2010
Maryland 04/19/2001
Massachusetts 05/01/2008
Michigan 04/19/2001
Minnesota 01/20/2004
Mississippi 05/01/2008
Missouri 04/19/2001
Montana 03/17/2017
Nebraska 10/13/2004
Nevada 01/14/2005
New Hampshire 10/10/2003
New Jersey 04/19/2001
New Mexico 10/05/2012
New York 07/19/2006
North Carolina 01/17/2003
North Dakota 03/03/2017
Ohio 04/19/2001
Oklahoma 04/12/2011
Oregon 05/07/2012
Pennsylvania 10/10/2003
South Carolina 10/10/2003
South Dakota 07/19/2013
Tennessee 07/27/2004
Texas 10/10/2003
Utah 08/10/2007
Vermont 07/19/2006
Virginia 04/19/2001
Washington 10/20/2003
West Virginia 06/11/2007
Wisconsin 12/03/2004

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser