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Investment Adviser Firm Summary

INVESTACORP ADVISORY SERVICES INC (CRD# 109011 / SEC# 801-57738)
Alternate Names: INVESTACORP ADVISORY SERVICES INC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 07/14/2000

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/08/1995
Alaska 11/03/2008
Arizona 03/16/1995
Arkansas 01/02/2003
California 04/06/1995
Colorado 01/01/1999
Connecticut 11/29/2000
Delaware 08/08/2003
District of Columbia 08/28/2013
Florida 03/28/1995
Georgia 03/20/1995
Hawaii 02/13/2008
Idaho 06/02/1995
Illinois 04/12/1995
Indiana 07/17/2002
Iowa 08/28/2013
Kansas 03/28/1995
Kentucky 04/20/1995
Louisiana 10/09/2001
Maine 02/26/1995
Maryland 03/17/1995
Massachusetts 03/04/1995
Michigan 08/28/2000
Minnesota 05/18/1995
Mississippi 10/09/2000
Missouri 08/07/2000
Montana 09/18/1995
Nebraska 08/30/2000
Nevada 02/20/2008
New Hampshire 06/22/1995
New Jersey 05/25/1995
New Mexico 05/23/1995
New York 01/04/1996
North Carolina 03/06/2001
North Dakota 08/28/2013
Ohio 03/25/1999
Oklahoma 07/14/2000
Oregon 08/01/1995
Pennsylvania 07/23/1998
Puerto Rico 09/03/2014
Rhode Island 01/01/1997
South Carolina 03/08/1999
South Dakota 12/01/2000
Tennessee 10/16/2001
Texas 06/13/1995
Utah 04/14/2004
Vermont 05/30/2007
Virgin Islands 03/30/2010
Virginia 05/18/1995
Washington 05/09/1995
West Virginia 08/28/2013
Wisconsin 10/15/2001

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser