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Investment Adviser Firm Summary

PRINCIPAL REAL ESTATE INVESTORS LLC (CRD# 109008 / SEC# 801-55618)
Alternate Names: PRINCIPAL CAPITAL REAL ESTATE INVESTORS , PRINCIPAL CAPITAL REAL ESTATE INVESTORS LLC , PRINCIPAL GLOBAL INVESTORS , PRINCIPAL REAL ESTATE INVESTORS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/04/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 02/08/2006
Alaska 02/10/2006
Arizona 02/08/2006
Arkansas 02/10/2006
California 03/31/2005
Colorado 02/08/2006
Connecticut 02/08/2006
Delaware 02/16/2006
District of Columbia 02/08/2006
Florida 04/01/2005
Georgia 02/08/2006
Hawaii 02/08/2006
Idaho 02/08/2006
Illinois 06/06/2005
Indiana 02/08/2006
Iowa 03/31/2005
Kansas 02/08/2006
Kentucky 02/08/2006
Louisiana 02/08/2006
Maine 02/08/2006
Maryland 02/08/2006
Massachusetts 02/08/2006
Michigan 02/08/2006
Minnesota 04/12/2005
Mississippi 02/08/2006
Missouri 02/08/2006
Montana 02/08/2006
Nebraska 02/08/2006
Nevada 02/08/2006
New Hampshire 02/08/2006
New Jersey 04/18/2005
New Mexico 02/08/2006
New York 03/31/2005
North Carolina 02/08/2006
North Dakota 02/08/2006
Ohio 03/31/2005
Oklahoma 02/08/2006
Oregon 02/08/2006
Pennsylvania 03/31/2005
Puerto Rico 02/08/2006
Rhode Island 02/08/2006
South Carolina 02/08/2006
South Dakota 02/09/2006
Tennessee 02/09/2006
Texas 03/31/2005
Utah 02/08/2006
Vermont 02/08/2006
Virgin Islands 03/29/2018
Virginia 03/31/2005
Washington 02/08/2006
West Virginia 02/08/2006
Wisconsin 02/08/2006
Wyoming 03/29/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser