at


Investment Adviser Firm Summary

BLACKROCK INVESTMENT MANAGEMENT, LLC (CRD# 108928 / SEC# 801-56972)
Alternate Names: BLACKROCK INVESTMENT MANAGEMENT LLC , BLACKROCK INVESTMENT MANAGEMENT, LLC , MERRILL LYNCH GLOBAL SECURITIES FINANCING , MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME , MERRILL LYNCH INVESTMENT MANAGERS, LLC , MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES , MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS , MERRILL LYNCH QUANTITATIVE ADVISERS , QA ADVISERS LLC

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 11/09/1999

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 09/21/2006
Alaska 09/15/2006
Arizona 09/11/2006
Arkansas 09/13/2006
California 09/11/2006
Colorado 09/11/2006
Connecticut 09/11/2006
Delaware 10/12/2006
District of Columbia 09/11/2006
Florida 09/12/2006
Georgia 09/11/2006
Hawaii 09/11/2006
Idaho 09/11/2006
Illinois 09/29/2006
Indiana 08/09/2005
Iowa 09/11/2006
Kansas 09/11/2006
Kentucky 09/11/2006
Louisiana 09/11/2006
Maine 09/11/2006
Maryland 09/11/2006
Massachusetts 09/11/2006
Michigan 09/11/2006
Minnesota 09/20/2006
Mississippi 09/11/2006
Missouri 09/11/2006
Montana 09/11/2006
Nebraska 09/11/2006
Nevada 09/11/2006
New Hampshire 09/11/2006
New Jersey 10/02/2006
New Mexico 09/11/2006
New York 09/11/2006
North Carolina 09/11/2006
North Dakota 09/11/2006
Ohio 09/11/2006
Oklahoma 09/11/2006
Oregon 09/11/2006
Pennsylvania 09/11/2006
Puerto Rico 09/11/2006
Rhode Island 09/11/2006
South Carolina 09/11/2006
South Dakota 10/10/2006
Tennessee 09/12/2006
Texas 09/11/2006
Utah 09/11/2006
Vermont 09/11/2006
Virgin Islands 05/19/2010
Virginia 09/11/2006
Washington 09/11/2006
West Virginia 09/11/2006
Wisconsin 09/11/2006
Wyoming 08/28/2017

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser