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Investment Adviser Firm Summary

OAK ASSOCIATES LTD (CRD# 108874 / SEC# 801-23632)
Alternate Names: OAK ASSOCIATES LTD

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 03/13/1985

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 07/31/1992
Alaska 06/22/2001
Arizona 01/01/1998
Arkansas 03/13/1998
California 01/13/1997
Colorado 03/03/2000
Connecticut 10/22/1997
Delaware 06/24/1992
District of Columbia 03/13/1998
Florida 10/22/1991
Georgia 06/17/1992
Hawaii 06/21/2001
Idaho 06/21/2001
Illinois 09/01/1992
Indiana 02/13/2001
Iowa 06/21/2001
Kansas 11/16/1992
Kentucky 10/14/1991
Louisiana 10/12/2001
Maine 06/21/2001
Maryland 01/01/1998
Massachusetts 05/28/1996
Michigan 12/10/1997
Minnesota 07/13/1992
Mississippi 09/25/1997
Missouri 09/22/1992
Montana 06/21/2001
Nebraska 06/21/2001
Nevada 06/26/1992
New Hampshire 02/18/1997
New Jersey 09/06/1992
New Mexico 06/21/2001
New York 04/22/1992
North Carolina 12/21/2000
North Dakota 06/21/2001
Ohio 09/01/1999
Oklahoma 01/01/1998
Oregon 01/30/2001
Pennsylvania 09/24/1996
Puerto Rico 06/21/2001
Rhode Island 09/26/1997
South Carolina 07/10/1992
South Dakota 06/21/2001
Tennessee 04/24/1992
Texas 01/01/1997
Utah 05/29/1992
Vermont 02/20/1995
Virginia 04/20/1992
Washington 06/21/2001
West Virginia 06/10/1992
Wisconsin 06/09/1993
Wyoming 03/30/2018

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser