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Investment Adviser Firm Summary

TOTAL INVESTMENT MANAGEMENT, INC. (CRD# 108818 / SEC# 801-69759)
Alternate Names: HFG ASSET ALLOCATION SERVICE , TOTAL INVESTMENT MANAGEMENT INC , TOTAL INVESTMENT MANAGEMENT, INC.

The adviser's REGISTRATION status is listed below.


REGISTRATION STATUS


SEC / JURISDICTION REGISTRATION STATUS _ EFFECTIVE DATE
SEC Approved 12/05/2008
Arizona Terminated 12/08/2008
California Terminated 12/09/2008
Colorado Terminated 12/23/2008
Illinois Terminated 12/05/2008
Nevada Terminated 12/16/2008
Ohio Terminated 12/08/2008
Texas Terminated 12/08/2008
Virginia Terminated 12/08/2008
Washington Terminated 12/08/2008

NOTICE FILINGS


Investment adviser firms registered with the SEC may be required to provide to state securities authorities a copy of their Form ADV and any accompanying amendments filed with the SEC. These filings are called "notice filings". Below are the states with which the firm you selected makes its notice filings. Also listed is the date the firm first became notice filed or registered in each state.


JURISDICTION EFFECTIVE DATE
Alabama 03/22/2016
Alaska 12/20/2012
Arizona 12/05/2008
California 05/12/2000
Colorado 03/22/2012
Florida 12/05/2008
Georgia 12/05/2008
Hawaii 12/05/2008
Idaho 12/05/2008
Illinois 12/05/2008
Indiana 12/05/2008
Kansas 12/20/2012
Louisiana 12/05/2008
Maryland 12/05/2008
Michigan 12/05/2008
Minnesota 12/05/2008
Missouri 12/05/2008
Montana 03/22/2016
Nebraska 12/20/2012
Nevada 12/05/2008
New Hampshire 12/05/2008
New Jersey 12/12/2008
New Mexico 12/05/2008
North Carolina 12/05/2008
Ohio 12/05/2008
Oklahoma 12/05/2008
Oregon 12/05/2008
Pennsylvania 12/05/2008
South Carolina 12/05/2008
Tennessee 12/20/2012
Texas 12/05/2008
Utah 12/05/2008
Virginia 12/05/2008
Washington 12/05/2008
Wisconsin 12/05/2008

EXEMPT REPORTING ADVISERS


Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.


Not Currently an Exempt Reporting Adviser